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📋 Complaint & Dispute Program Setup

Configure your firm's customer complaint handling and dispute resolution program per FINRA Rule 4530 and SEC requirements.

⚖️
Not Legal Advice — This complaint tool is for demonstration purposes. All complaint handling must be reviewed by qualified compliance and legal professionals.

Complaint Program

Monitored Complaint Types

Select which complaint categories your program actively tracks and monitors.

Intake Channels

Select active complaint intake channels for your firm.

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