Trade Surveillance Agent
← Legal Optimizer
Vault
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Intake
2
Rules
3
Config
4
Dashboard
5
Detail
Detection Rules & Thresholds
Configure alert triggers, turnover thresholds, and escalation parameters for trade surveillance.
Churning / Excessive Trading
Turnover Rate Threshold (annualized)
4x
6x
8x
10x
Cost-to-Equity Ratio Alert
10%
15%
20%
Front-Running & Insider Trading
Pre-Announcement Trade Window
5 days
10 days
15 days
30 days
Correlation Threshold
60%
75%
90%
Concentration Risk
Single Security Concentration Limit
15%
25%
35%
Sector Concentration Limit
30%
40%
50%
Risk Score Escalation
Auto-Escalate Threshold
Alerts above this score escalate automatically
SAR Referral Threshold
Alerts above this trigger SAR review
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