Gift & Entertainment Agent
← Legal Optimizer
Vault
✓
Intake
✓
Rules
3
Config
4
Dashboard
5
Detail
Output & Workflow Configuration
Set up approval routing, reporting frequency, and system integrations for G&E compliance.
Approval Routing
Near-Limit Alerts → Route To
Branch Manager + Compliance
Compliance only
CCO
Over-Limit Entries → Route To
Compliance Officer
CCO
Auto-decline
Political Contributions → Route To
Compliance Officer
CCO + Legal
Auto-decline
Government Recipients → Route To
CCO + Legal
Auto-decline
Reporting Preferences
Quarterly Summary Report
Auto-generate + email to CCO
Auto-generate only
Manual
Annual Audit Report
Auto-generate at year-end
Manual trigger
Real-Time Alerts
Over-limit and political entries
All flagged entries
Disabled
Advisor Dashboard Access
View own entries only
View team entries
Disabled
Integration Settings
Compliance Platform
ComplySci
STAR Compliance
Global Relay
Manual
Expense Management
Concur
Expensify
NetSuite
None
CRM Sync
Salesforce
Redtail
Wealthbox
None
Document Storage
Firm document vault
SharePoint
Box
Local only
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