AML / KYC Agent
← Legal Optimizer
Vault
✓
Intake
✓
Rules
3
Config
4
Dashboard
5
Detail
Output & Integration Configuration
Set up reporting preferences, escalation routing, and AML system integrations.
Escalation Routing
High Risk Customers
BSA Officer + CCO
BSA Officer
Compliance Committee
SAR Filings
BSA Officer → FinCEN
CCO → BSA Officer → FinCEN
Sanctions Matches
Immediate — BSA Officer + Legal
BSA Officer
CCO
PEP Identification
BSA Officer review within 24 hours
Compliance review
Auto-flag only
Reporting Schedule
CDD Review Frequency
Risk-based (Low: annual, Med: semi-annual, High: quarterly)
All annual
All quarterly
Board Reporting
Quarterly to Board/Audit Committee
Semi-annual
Annual
FinCEN Reporting
Auto-submit CTRs via BSA E-Filing
Manual submission
314(a) Response Window
14 days (standard)
7 days (expedited)
System Integrations
Transaction Monitoring
Actimize (NICE)
Verafin
SAS AML
Manual
Screening Provider
World-Check (Refinitiv)
LexisNexis
Dow Jones Risk & Compliance
Case Management
Built-in workflow
Salesforce
ServiceNow
Document Storage
Firm document vault
SharePoint
Box
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